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City Sues Broker Over Alleged Conflict of Interest in Hotel Acquisitions

A real estate broker hired by the San Diego Housing Commission to locate housing for the homeless during the COVID-19 pandemic was sued by the city Tuesday for allegedly violating conflict-of-interest disclosure laws in the acquisition of two hotels in Mission Valley and Kearny Mesa. The lawsuit alleges real estate…

NEW! UFOLIO Snapshot Views Available

The COI Program has released a UFOLIO patch that now gives all users access to historical “snapshot” views of disclosures. When updates are made to the UFOLIO e-forms, the e-forms on previously submitted disclosures are changed along with any new disclosures. For example, if a required question is newly added…

U.S. SEC charges 27 firms for failing to file key disclosure forms

Washington D.C., July 26, 2021 — The Securities and Exchange Commission today announced that 21 investment advisers and 6 broker-dealers have agreed to settle charges that they failed to timely file and deliver their client or customer relationship summaries – known as Form CRS – to their retail investors.

Sonny Perdue’s land deal draws new scrutiny amid chancellor search

Sonny Perdue bought a grain plant in South Carolina from one of the biggest agricultural firms in the nation at a small fraction of its estimated value shortly after Donald Trump tapped him to be U.S. Secretary of Agriculture, The Washington Post reported. The investigation found that Archer-Daniels-Midland sold the…

New UFIRST Population in UFOLIO

The COI Program is excited to announce that we have recently added a new discloser population to UFOLIO. Any UFIRST users who are “active” or “in-process” key personnel who did not already have access to UFOLIO have now been added to the UFOLIO system and should submit disclosures of outside…