All Posts by

Elizabeth Lynch

City Sues Broker Over Alleged Conflict of Interest in Hotel Acquisitions

A real estate broker hired by the San Diego Housing Commission to locate housing for the homeless during the COVID-19 pandemic was sued by the city Tuesday for allegedly violating conflict-of-interest disclosure laws in the acquisition of two hotels in Mission Valley and Kearny Mesa. The lawsuit alleges real estate…

NEW! UFOLIO Snapshot Views Available

The COI Program has released a UFOLIO patch that now gives all users access to historical “snapshot” views of disclosures. When updates are made to the UFOLIO e-forms, the e-forms on previously submitted disclosures are changed along with any new disclosures. For example, if a required question is newly added…

U.S. SEC charges 27 firms for failing to file key disclosure forms

Washington D.C., July 26, 2021 — The Securities and Exchange Commission today announced that 21 investment advisers and 6 broker-dealers have agreed to settle charges that they failed to timely file and deliver their client or customer relationship summaries – known as Form CRS – to their retail investors.

Sonny Perdue’s land deal draws new scrutiny amid chancellor search

Sonny Perdue bought a grain plant in South Carolina from one of the biggest agricultural firms in the nation at a small fraction of its estimated value shortly after Donald Trump tapped him to be U.S. Secretary of Agriculture, The Washington Post reported. The investigation found that Archer-Daniels-Midland sold the…

New UFIRST Population in UFOLIO

The COI Program is excited to announce that we have recently added a new discloser population to UFOLIO. Any UFIRST users who are “active” or “in-process” key personnel who did not already have access to UFOLIO have now been added to the UFOLIO system and should submit disclosures of outside…

Drug firms giving Members of Parliament ‘hidden’ funding, research shows

Drug companies are giving groups of MPs and peers that campaign on health issues hundreds of thousands of pounds a year in “hidden” funding that could hand them “undue influence”, research has found. The pharmaceutical industry has built up a “hidden web of policy influence” over dozens of all-party parliamentary…